
TERCEIRA IDADE
Exercise and
Physical Activity for Older Adults
ACMS - Position Stand
This pronouncement was written for the
American College of Sports Medicine by: Robert S. Mazzeo, Ph.D., FACSM (Chair), Peter
Cavanagh, Ph.D., FACSM, William J. Evans, Ph.D., FACSM, Maria Fiatarone, Ph.D., James
Hagberg, Ph.D., FACSM, Edward McAuley, Ph.D., and Jill Startzell, Ph.D.
SUMMARY
ACSM Position Stand on Exercise and
Physical Activity for Older Adults. Med. Sci. Sports. Exerc., Vol. 30, No. 6, pp.
992-1008, 1998. By the year 2030, the number of individuals 65 yr and over will reach 70
million in the United States alone; persons 85 yr and older will be the fastest growing
segment of the population. As more individuals live longer, it is imperative to determine
the extent and mechanisms by which exercise and physical activity can improve health,
functional capacity, quality of life, and independence in this population. Aging is a
complex process involving many variables (e.g., genetics, lifestyle factors, chronic
diseases) that interact with one another, greatly influencing the manner in which we age.
Participation in regular physical activity (both aerobic and strength exercises) elicits a
number of favorable responses that contribute to healthy aging. Much has been learned
recently regarding the adaptability of various biological systems, as well as the ways
that regular exercise can influence them.
Participation in a regular exercise
program is an effective intervention/modality to reduce/prevent a number of functional
declines associated with aging. Further, the trainability of older individuals (including
octo- and nonagenarians) is evidenced by their ability to adapt and respond to both
endurance and strength training. Endurance training can help maintain and improve various
aspects of cardiovascular function (as measured by maximal V(dot)O2, cardiac output, and
arteriovenous O2 difference), as well as enhance submaximal performance. Importantly,
reductions in risk factors associated with disease states (heart disease, diabetes, etc.)
improve health status and contribute to an increase in life expectancy. Strength training
helps offset the loss in muscle mass and strength typically associated with normal aging.
Additional benefits from regular exercise include improved bone health and, thus,
reduction in risk for osteoporosis; improved postural stability, thereby reducing the risk
of falling and associated injuries and fractures; and increased flexibility and range of
motion. While not as abundant, the evidence also suggests that involvement in regular
exercise can also provide a number of psychological benefits related to preserved
cognitive function, alleviation of depression symptoms and behavior, and an improved
concept of personal control and self-efficacy.
It is important to note that while
participation in physical activity may not always elicit increases in the traditional
markers of physiological performance and fitness (e.g., V(dot)O2max, mitochondrial
oxidative capacity, body composition) in older adults, it does improve health (reduction
in disease risk factors) and functional capacity. Thus, the benefits associated with
regular exercise and physical activity contribute to a more healthy, independent
lifestyle, greatly improving the functional capacity and quality of life in this
population.
INTRODUCTION
Aging is a complex process involving
many variables (e.g. genetics, lifestyle factors, chronic diseases) that interact with one
another, greatly influencing the manner in which we age. Participation in regular physical
activity (both aerobic and strength exercises) elicits a number of favorable responses
that contribute to healthy aging. Much has been learned recently regarding the
adaptability of various biological systems, as well as the ways that regular exercise can
influence them.
Although it is not possible to be
all-inclusive regarding the influence of exercise and physical activity on aging, this
position stand will focus on five major areas of importance. These topics include: (I)
cardiovascular responses to both acute and chronic exercise; (II) strength training,
muscle mass, and bone density implications; (III) postural stability, flexibility, and
prevention of falls; (IV) the role of exercise on psychological function; and (V) exercise
for the very old and frail.
It is estimated that by the year 2030
the number of individuals 65 yr and over will reach 70 million in the U.S. alone; persons
85 yr and older will be the fastest growing segment of the population. Thus, as more
individuals live longer, it is imperative to determine the extent and mechanisms by which
exercise and physical activity can improve health, functional capacity, quality of life,
and independence in this population.
CARDIOVASCULAR FUNCTION
Cardiovascular responses to exercise in
older healthy adults. Maximal oxygen consumption (V(dot)O2max), an index of maximal
cardiovascular (CV) function, decreases 5 to 15% per decade after the age of 25 yr (89).
Decreases in both maximal cardiac output and maximal arteriovenous O2 difference
contribute to the age-associated reduction in V(dot)O2max (66,170,191,225). Maximal heart
rate decreases 6 to 10 bpm per decade and is responsible for much of the age-associated
decrease in maximal cardiac output (66,170,180,225). Most, but not all, evidence also
indicates that older adults have smaller stroke volumes during maximal exercise (170,225).
It is clear, however, that older adults rely on the Frank-Starling mechanism to a great
extent to achieve the increase in stroke volume during maximal exercise, as evidenced by
their increased end diastolic volumes (66,191). In contrast, plasma, red cell, and total
blood volumes are lower in older adults (41). Older adults have reduced early diastolic
filling at rest and during exercise compared with young adults, perhaps because of reduced
left ventricle compliance (120,153). As a result, older adults rely on late atrial
diastolic filling to a greater extent than young adults both at rest and during exercise.
End systolic volumes during maximal exercise are also usually larger in older adults,
resulting in reduced ejection fractions (66,191,225). In addition, left ventricular
contractility appears to be reduced in older adults during maximal exercise compared with
young adults (66). Blood pressures and systemic vascular resistance are also higher during
maximal exercise in older versus young adults (66). Older men and women generally exhibit
qualitatively similar CV responses to maximal exercise. However, older women have lower
systolic blood pressure and cardiac, end diastolic, and stroke volume indices, and higher
systemic vascular resistance during maximal exercise (66,191).
The CV responses of older adults to
submaximal exercise are qualitatively and, in most cases, quantitatively similar to those
of young adults. Heart rate at the same relative work rate (same percent of V(dot)O2max)
is lower in older versus younger adults (66,170,191). On the other hand, the heart rate
responses of young and older adults are similar at the same absolute work rate (the same
walking speed or resistance on a stationary ergometer). Cardiac output at the same
relative work rate is lower in older adults (66,170). Cardiac output at the same absolute
work rate is somewhat lower in older adults, while arteriovenous O2 difference tends to be
somewhat higher (170,225). Older adults also have lower stroke volumes than young adults
at the same absolute and the same relative exercise intensities (170,225). Blood pressures
are generally higher at both the same absolute and relative work rates in older versus
younger adults (170,225). Furthermore, these blood pressure increases with age are more
dramatic in women (170). In addition, while total peripheral resistance decreases with
progressively more intense exercise in both older and young adults, the total peripheral
resistance is generally higher in older versus young adults at the same absolute and
relative work rates, especially in older women (170).
Endurance exercise training and the CV
system in healthy older adults. Although very early reports indicated otherwise, it is now
clear that older adults elicit the same 10-30% increases in V(dot)O2max with prolonged
endurance exercise training as young adults (82,83,109,202). As with young adults, the
magnitude of the increase in V(dot)O2max in older adults is also a function of training
intensity, with light-intensity training eliciting minimal or no changes (83,202,205). The
training-induced increase in V(dot)O2max in older adults was originally attributed solely
to the widening of the maximal arteriovenous O2 difference (202). However, while this may
be the case in older women (see below), it is now clear that older men elicit central CV
adaptations that contribute to the training-induced increase in V(dot)O2max
(51,69,198,204,216,225).
Recent cross-sectional and longitudinal
intervention studies indicate that exercise-trained older men rely on the Frank-Starling
mechanism in the form of an increased left ventricular end-diastolic volume to increase
their maximal stroke volume, maximal cardiac output, and V(dot)O2max with exercise
training (51,69,198,204,216,225). As in young adults, expanded plasma and total blood
volumes may contribute to the training-induced increases in maximal end diastolic volume,
stroke volume, cardiac output, and V(dot)O2max in older men (31). A number of studies also
report improvements in both rest and exercise diastolic filling characteristics in older
men with exercise training (69,120,215). These improvements run counter to the effects
occurring with aging, as there is an increased reliance on early diastolic filling as
opposed to filling associated with atrial contraction later in diastole. In addition, some
studies indicate that the left ventricular inotropic state is improved in men with
exercise training, which could also contribute to their increased maximal stroke volume
(51,198,225). Furthermore, arterial stiffness is also reported to be lower in older
endurance-trained or more fit individuals (239), possibly reducing afterload and helping
to increase their maximal stroke volume.
In contrast, while older women elicit
the same increases in V(dot)O2max with exercise training as older men, their increased
V(dot)O2max appears to be solely the result of a larger arteriovenous O2 difference, as
they have not been shown to obtain training-induced increases in left ventricular mass,
cardiac output, stroke volume, or end-diastolic volume during maximal exercise (215-217).
In addition, left ventricular diastolic filling characteristics are not improved with
exercise training in older women (215). However, some evidence indicates that prolonged
and intense exercise training may elicit the same central CV adaptations in women that are
evident in older men (145).
Some evidence indicates that
maintaining high levels of exercise training results in a diminished rate of loss of
V(dot)O2max with age in older adults (105,193,215). These studies generally report a
reduced rate of loss expressed as a percentage of the initial V(dot)O2max value, which
could be an artifact of the athletes' initially higher V(dot)O2max. On the other hand, the
rate of V(dot)O2max decline for endurance-trained athletes over age 70 appears to be
similar to that for sedentary adults, probably as a result of their inability to maintain
the same training stimulus as when they were younger (180).
Effect of endurance exercise training
on CV disease risk factors in older healthy men and women. Because CV disease is the major
cause of death in older men and women, the effect of endurance exercise training on CV
disease risk factors is of paramount importance. Cross-sectional and intervention studies
in older adults consistently indicate that endurance exercise training is associated with
lower fasting and glucose-stimulated plasma insulin levels, as well as improved glucose
tolerance (if initially impaired) and insulin sensitivity (91,107,201,203,223,236). Older
adults do not obtain the same improvements in insulin levels and insulin sensitivity
following acute exercise as young adults (38,194). However, this may be due to their
decreased exercise capacities and the resulting decreased caloric expenditure during acute
exercise, as a number of consecutive days of this same exercise improves insulin levels
and insulin sensitivity in older adults (38,194). Improvements in glucose and insulin
metabolism are evident in older adults before changes in body weight or body composition
occur.
Endurance exercise training appears to
lower blood pressure to the same degree in young and older hypertensive adults (79,80),
although no studies have directly addressed this question. One study in older hypertensive
adults reported that training at 50% V(dot)O2max reduced blood pressure the same or more
than training at 70% V(dot)O2max (83). In a second study in older hypertensive adults,
training at 40-50% V(dot)O2max decreased blood pressure, although subsequent training at
50-60% V(dot)O2max reduced blood pressure somewhat further (205). Thus, it appears that
light- to moderate-intensity training is effective in lowering blood pressure in older
hypertensive adults.
The minimal data available generally
support the conclusion that older adults improve their plasma lipoprotein lipid profiles
with exercise training. However, these changes may be secondary to training-induced
reductions in body fat stores (106,200,203,223). The improvements are generally similar to
those evident in young adults and include increases in plasma HDL and HDL2 cholesterol
levels and reductions in plasma triglyceride levels and the cholesterol:HDL ratio
(106,200,203,223).
Body composition is also improved with
endurance exercise training in a similar fashion in older and young adults. The most
consistent change is a 1-4% reduction in the overall percent of body fat with exercise
training in older adults, even if body weight is maintained (82,83,202). Furthermore, one
study reported that intraabdominal fat decreased by 25% in older men who lost only 2.5 kg
of body weight with exercise training (199). This finding is especially important for
older men because intraabdominal fat is the body fat depot that increases the most with
age and is associated with other CV disease risk factors.
Impact of age-associated diseases on CV
responses to exercise. Most CV pathologies are much more prevalent in older adults. In
addition, a number of other comorbidities that increase with age, including diabetes and
obesity, can also markedly affect an adult's CV response to exercise. It is now clear that
many of the early demonstrations of differences in CV function at rest and during exercise
between young and older adults were probably the result of the greater CV disease
prevalence in the older subjects (24,181). Older adults with CV disease have further
reductions in V(dot)O2max and maximal cardiac output compared with their healthy peers. As
a result, older adults with CV disease generally have greater heart rate and blood
pressure responses at the same absolute exercise intensity than their healthy peers, while
their stroke volume is usually lower and their arteriovenous O2 difference higher. At
maximal exercise, individuals with CV disease also have depressed left ventricular
contractility, as indicated by their lower ejection fractions.
Endurance exercise training and the CV
system in older adults with CV pathologies. Older patients with CV disease appear to
obtain the same beneficial CV adaptations with exercise training as younger patients
(1-4,117,243). These changes include decreases in heart rate at rest and during submaximal
exercise and decreases in other physiological responses during submaximal exercise at the
same absolute exercise intensity. As in younger CV disease patients, all of these changes
combine to increase the angina and S-T segment depression thresholds to a higher absolute
exercise intensity. It is not known if the high intensity exercise training stimulus that
results in central CV adaptations in younger CV disease patients (50,81) has the same
effect in older patients. However, such information may have little clinical impact as few
older patients would elect or be advised to undertake such a program. The minimal data
that are available indicate that older male and female CV disease patients respond to
exercise training with similar CV adaptations (3). Older patients with CV disease also
appear to improve a number of CV disease risk factors with exercise training, including
reductions in body weight, body fat, and plasma LDL cholesterol and triglyceride levels,
and increases in plasma HDL cholesterol levels (4,117,243).
Contraindications to exercise testing
and exercise training. The contraindications to exercise testing and exercise training for
older men and women are the same as for young adults (6). The major absolute
contraindications precluding exercise testing are recent ECG changes or myocardial
infarction, unstable angina, uncontrolled arrhythmias, third degree heart block, and acute
congestive heart failure (6). The major relative contraindications for exercise testing
include elevated blood pressures, cardiomyopathies, valvular heart disease, complex
ventricular ectopy, and uncontrolled metabolic diseases. It is of paramount importance to
remember that symptomatic and asymptomatic CV disease and the absolute and relative
contraindications precluding exercise testing are much more prevalent in older adults. In
addition, there is an increased prevalence of comorbidities in older adults that affect CV
function, including diabetes, hypertension, obesity, and left ventricular dysfunction.
Thus, adherence to the general ACSM testing guidelines with respect to the necessity for
exercise testing and for medical supervision of such testing is imperative (6).
Recommendations. Walking, running,
swimming, and cycling are large muscle rhythmic aerobic forms of exercise that were an
integral part of the early years of most adults' lives. Maximizing both the quality and
quantity of life in older adults is best accomplished by adding these activities to an
individual's habitual lifestyle. The initiation of a regular physical activity program
elicits numerous changes in the CV system and in certain CV disease risk factors that run
counter to the deteriorations normally evident with aging. While the recent CDC/ACSM
guidelines recommend light- to moderate-intensity lifestyle physical activities to
optimize health (174), moderate or high-intensity exercise may be required to elicit
adaptations in the CV system and in CV disease risk factors. The only consistent
beneficial CV response to light- to moderate-intensity exercise training in older adults
is a reduction in blood pressure in older hypertensive adults. However, the initiation and
maintenance of long-term light- to moderate-intensity physical activity programs in older
adults may reduce the rate of age-associated deterioration in numerous physiological
functions, even if they do not result in absolute increases in these measures, which, in
the long-run, should benefit both quantity and quality of life.
STRENGTH TRAINING
Loss of muscle mass (sarcopenia) with
age in humans is well documented. The excretion of urinary creatinine, reflecting muscle
creatine content and total muscle mass, decreases by nearly 50% between the ages of 20 and
90 yr (238). Computed tomography of individual muscles shows that after age 30, there is a
decrease in cross-sectional areas of the thigh, decreased muscle density, and increased
intramuscular fat. These changes are most pronounced in women (96). Muscle atrophy may
result from a gradual and selective loss of muscle fibers. The number of muscle fibers in
the midsection of the vastus lateralis of autopsy specimens is significantly lower in
older men (age 70-73 yr) compared with younger men (age 19-37 yr) (121). The decline is
more marked in Type II muscle fibers, which decrease from an average of 60% in sedentary
young men to below 30% after the age of 80 yr (113), and is directly related to
age-related decreases in strength.
A reduction in muscle strength is a
major component of normal aging. Data from the Framingham (100) study indicate that 40% of
the female population aged 55-64 yr, 45% of women aged 65-74 yr, and 65% of women aged
75-84 yr were unable to lift 4.5 kg. In addition, similarly high percentages of women in
this population reported that they were unable to perform some aspects of normal household
work. It has been reported that isometric and dynamic strength of the quadriceps increases
up to the age of 30 yr and decreases after the age of 50 yr (116). An approximate 30%
reduction in strength between 50 and 70 yr of age is generally found. Much of the
reduction in strength is due to a selective atrophy of Type II muscle fibers. It appears
that muscle strength losses are most dramatic after the age of 70 yr. Knee extensor
strength in a group of healthy 80-yr-old men and women studied in the Copenhagen City
Heart Study (40) was found to be 30% lower than a previous population study (7) of 70 yr
old men and women. Thus, cross-sectional as well as longitudinal data indicate that muscle
strength declines by approximately 15% per decade in the 6th and 7th decade and about 30%
thereafter (40,84,114,161). While there is some indication that muscle function is reduced
with advancing age, the overwhelming majority of the loss in strength results from an
age-related decrease in muscle mass.
Strength and functional capacity. The
decline in muscle strength associated with aging carries with it significant consequences
related to functional capacity. A significant correlation between muscle strength and
preferred walking speed has been reported for both sexes (12). A strong relationship
between quadriceps strength and habitual gait speed in frail institutionalized men and
women above the age of 86 yr supports this concept (63). In older, frail women, leg power
was highly correlated with walking speed, accounting for up to 86% of the variance in
walking speed (13). Leg power, which represents a more dynamic measurement of muscle
function, may be a useful predictor of functional capacity in the very old. This suggests
that with the advancing age and very low activity levels seen in institutionalized
patients, muscle strength is a critical component of walking ability.
Protein needs and aging. Inadequate
dietary protein intake may be an important cause of sarcopenia. The compensatory response
to a long term decrease in dietary protein intake is a loss in lean body mass. Using the
currently accepted 1985 WHO (242) nitrogen-balance formula on data from four previous
studies, the combined weighted averages yielded an overall protein requirement estimate of
0.91 ± 0.043 g·kg-1·d-1. The current Recommended Dietary Allowance (RDA) in the United
States of 0.8 g·kg-1·d-1 is based on data collected, for the most part, on young
subjects. Recent data (29) suggest that the safe protein intake for elderly adults is 1.25
g·kg-1·d-1. On the basis of the current and recalculated short-term nitrogen-balance
results, a safe recommended protein intake for older men and women should be set at
1.0-1.25 g of high quality protein·kg-1·d-1. As discovered in one study, approximately
50% of 946 healthy free-living men and women above the age of 60 yr living in the Boston,
Massachusetts area consumed less than this amount of protein, and 25% of the elderly men
and women in this same survey consumed less than 0.86 g and less than 0.81 g
protein·kg-1·d-1, respectively (85). A large percentage of homebound older adults
consuming their habitual dietary protein intake (0.67 g mixed protein·kg-1·d-1) have
been shown (26) to be in negative nitrogen-balance.
Energy metabolism. Daily energy
expenditure declines progressively throughout adult life (146). In sedentary individuals,
the main determinant of energy expenditure is fat-free mass (185), which declines by about
15% between the third and eighth decade of life, contributing to a lower basal metabolic
rate in older adults (37). Twenty-four hour creatinine excretion (an index of muscle mass)
is closely related to basal metabolic rate at all ages (238). Nutrition surveys of those
over the age of 65 yr show a very low energy intake for men (1400 kcal/d; 23 kcal/kg/d).
These data indicate that the preservation of muscle mass and the prevention of sarcopenia
can help prevent the decrease in metabolic rate. Body weight increases with advancing age
up to 60 yr, and an age-associated increase in relative body fat content has been
demonstrated by a number of investigators. The increased body fatness results from a
number of factors, but chief among them are a declining metabolic rate and activity level
coupled with an energy intake that does not match this declining need for calories (190).
In addition to its role in energy
metabolism, age-related skeletal muscle alterations may contribute to such age-associated
changes as reduction in bone density (17,209,214), insulin sensitivity (110), and aerobic
capacity (67). For these reasons, strategies for preserving muscle mass with advancing
age, as well as for increasing muscle mass and strength in the previously sedentary
elderly, may be an important way to increase functional independence and decrease the
prevalence of many age-associated chronic diseases.
Strength training. Strength
conditioning is generally defined as training in which the resistance against which a
muscle generates force is progressively increased over time. Muscle strength has been
shown to increase in response to training between 60 and 100% of the 1 RM (129). Strength
conditioning results in an increase in muscle size, and this increase in size is largely
the result of an increase in contractile protein content.
It is clear that when the intensity of
the exercise is low, only modest increases in strength are achieved by older subjects
(8,115). A number of studies have demonstrated that, given an adequate training stimulus,
older men and women show similar or greater strength gains compared with young individuals
as a result of resistance training. Two to threefold increases in muscle strength can be
accomplished in a relatively short period of time (3-4 mo) in fibers recruited during
training in this age population (71,72).
Heavy resistance strength training
seems to have profound anabolic effects in older adults. Progressive strength training
improves nitrogen-balance, which greatly improves nitrogen retention at all intakes of
protein, and for those on marginal protein intakes, this may mean the difference between
continued loss or retention of body protein stores (primarily muscle). A change in total
food intake or, perhaps, selected nutrients, in subjects beginning a strength-training
program can affect muscle hypertrophy (150).
Strength training may be an important
adjunct to weight loss interventions in the elderly. Significant increases in resting
metabolic rate with strength training have been associated with a significant increase in
energy intake required to maintain body weight in older adults (29). The increased energy
expenditure included increased resting metabolic rate and the energy cost of resistance
exercise. Strength training is, therefore, an effective way to increase energy
requirements, decrease body fat mass, and maintain metabolically active tissue mass in
healthy older people. In addition to its effect on energy metabolism, resistance training
also improves insulin action in older subjects (152).
Regularly performed aerobic exercise
has positive effects on bone health in healthy, postmenopausal women (77,163). The effects
of a heavy resistance strength training program on bone density in older adults can offset
the typical age-associated declines in bone health by maintaining or increasing bone
mineral density and total body mineral content (164). However, in addition to its effect
on bone, strength training also increases muscle mass and strength, dynamic balance, and
overall levels of physical activity. All of these outcomes may result in a reduction in
the risk of osteoporotic fractures. In contrast, traditional pharmacological and
nutritional approaches to the treatment or prevention of osteoporosis have the capacity to
maintain or slow the loss of bone but not the ability to improve balance, strength, muscle
mass, or physical activity.
Recommendations. In summary, it is
clear that the capacity to adapt to increased levels of physical activity is preserved in
older populations. Regularly performed exercise results in a remarkable number of positive
changes in older men and women. Because sarcopenia and muscle weakness may be an almost
universal characteristic of advancing age, strategies for preserving or increasing muscle
mass in the older adult should be implemented. With increasing muscle strength, increased
levels of spontaneous activity have been seen in both healthy, free-living older subjects
and very old and frail men and women. Strength training, in addition to its positive
effects on insulin action, bone density, energy metabolism, and functional status, is also
an important way to increase levels of physical activity in the elderly.
POSTURAL STABILITY AND FLEXIBILITY: THE ROLE
OF EXERCISE
Postural Stability
There is increasing interest in the
role of exercise as a therapeutic modality to improve both postural stability and
flexibility in the older adult. Postural stability is a poorly defined term, meant to
imply that there is little or no risk of the individual losing balance while standing or
falling during a dynamic activity. No single measure of dynamic stability is appropriate
for all motions. Postural stability is affected by alterations in both sensory and motor
systems, as well as higher level systems, including basal ganglia, the cerebellum, and
perceptual systems that interpret and transform incoming sensory information. The
vestibular, visual, and somatosensory systems all show changes with aging and may,
therefore, provide diminished or inappropriate feedback to the postural control centers.
Similarly, the muscle effectors may lack the capacity to respond appropriately to
disturbances in postural stability. The assumption that exercise may improve postural
stability is based on the assumption that the overall system response can be enhanced
despite decrements in individual components.
Evidence that postural stability
declines with age has been presented by many authors over the last 60 yr
(54,86,90,184,208,247). The assumption underlying the desire to improve postural stability
is that this will lead directly to a reduction in falls among older adults. Although early
studies stressed this association (171,172), a number of authors have now shown that fall
risk is multifactorial and that postural stability is only one component of the overall
risk profile (230,231). While this position paper deals only with exercise, it is
important that any fall reduction program consider all of the major risk factors,
including medication use (particularly sedatives), cognitive status, postural hypotension,
environmental hazards, vision, and lower extremity dysfunction. Nevertheless, poor
postural stability has been associated with frequent falling (128) and, thus, the
improvement of postural stability is clearly a worthwhile goal in fall prevention.
The most definitive measure of postural
stability is frequency of falling. However, this is not usually practical in an
experimental setting and, although many other indirect measures have been recommended
(175), there is no general agreement regarding the optimal approach. Typically, direct
measurement of the displacement of some point on the trunk (as measured using a kinematic
system) or measures derived from center of pressure movement have been used. Walking is
sometimes considered a dynamic stability task both in training and evaluation (126).
It is important to note that many
investigators have used broad-based intervention programs (which typically include
balance/coordination training, aerobic exercise, and strength training), and it is not
always possible to discern which component of the exercise program led to observed changes
in postural stability. Specific training in maintaining postural stability in the face of
perturbation has also been successfully achieved in isolation from other components (94).
Unfortunately, the lack of standardization in methodology makes a
"meta-analysis" of the dose-response trends for exercise and improvement in
postural stability impossible.
Studies using falls as an outcome
measure. While many studies have examined the effect of exercise on postural stability,
only a few investigators have followed up to examine the subsequent effect on frequency of
falls during daily living. Participation in light-intensity exercise programs has been
shown to significantly reduce the number of falls compared with randomly assigned
nonexercising control groups, with the exercising group experiencing no fall injuries that
required medical attention (130,229,244).
In a meta-analysis of the seven FICSIT
trials (182), which examined the role of exercise in the frail elderly, assignment to an
exercise group was associated with a decrease in the risk of falling, indicating an
overall beneficial effect of exercise treatments. The different treatments were, however,
extremely varied in their nature, and some included education and other nonexercise
components.
Studies on postural stability.
Improvement in "balance related" tests in older community living adults after
participation in a program of walking, dancing, resistance exercise, Tai Chi, flexibility,
and strengthening exercises has been reported (98,102,244). Subjects performing only
flexibility exercises do not show similar improvements. Training on tasks specifically
targeted at the sensory systems involved in the maintenance of postural stability also
result in improved stability in older populations (93). Further, the trained subjects fell
less frequently under conditions of sensory deprivation and stood longer on one leg than
the control group. Following a program of walking, flexibility, and strength exercises,
improvements in strength, reaction time, and body sway on firm and soft surfaces have been
shown (124). No improvements were seen in a nonrandomized, nonconcurrent control group who
did not exercise. Other investigators have demonstrated that a number of postural
stability measures are improved by a long-term program of exercise (125,127). Within the
exercise group, exercise adherers demonstrated significant improvement compared with
nonadherers. Improvements in a number of postural stability measures after intensive
training (3 times a week for 3 mo) that repeatedly challenged different aspects of balance
control have been shown in elderly populations (245). These improvements were maintained
for 6 mo using a Tai Chi program. While no studies have reported detrimental effects of
training on postural stability, findings of no improvement or inconsistent effects on
postural stability exist (39,122).
Recommendations. There are still many
questions that remain to be answered regarding the efficacy of different forms of exercise
as a fall prevention strategy in different groups of older individuals (34,228). Because
of the multifaceted nature of most intervention programs, it is not yet possible to
identify the specific mechanisms by which postural stability has been improved. However,
it appears that there is sufficient supportive evidence to recommend that a broad-based
exercise program that includes balance training, resistive exercise, walking, and weight
transfer should be included as part of a multifaceted intervention to reduce the risk of
falling. While the optimal frequency and intensity of the program remains to be clearly
identified, there are a number of studies that have shown significant positive effects on
postural stability with a wide range of interventions.
Flexibility
Flexibility is a general term which
encompasses the range of motion of single or multiple joints and the ability to perform
specific tasks. The range of motion of a given joint depends primarily on bone, muscle,
and connective tissue structure and function, other factors such as pain, and the ability
to generate sufficient muscle force. Aging affects the structure of these tissues such
that function, in terms of specific range of motion at joints and flexibility in the
performance of gross motor tasks, is reduced. The basis for exercise interventions to
improve flexibility is that the muscle or connective tissue properties can be improved,
joint pain can be reduced, and/or muscle recruitment patterns can be altered. Changes in
bone and muscle with aging (addressed in the Strength Training section) indicate that
strength training has a protective effect on total body mineral content and promotes an
increase in muscle mass and strength. Soft tissue restraints that may affect flexibility
include changes in collagen, which is the primary component of the fibrous connective
tissue that forms ligaments and tendons. Aging causes an increase in the crystallinity of
the collagen fibers and increases the fibers' diameter, thereby reducing extendibility.
It is evident that flexibility declines
with age, with the maximum range of motion occurring in the mid- to late twenties for men
and women, respectively (15,75,99). Two studies examining both the ankle joint complex and
six cervical motions in older adults showed that the ranges of motion declined
significantly with age in both sexes (111,166). However, no age-related differences in
range of ankle motion have been reported, although gender disparities were observed (206).
A study designed to establish population-based normative values indicated losses in the
active ranges of motion of the hip and knee that were associated with increasing age in a
large cross-sectional subjects' group of mixed gender (189).
Effect of exercise on flexibility in
the older adult. In contrast to the interventions described above to improve postural
stability, interventions designed to improve flexibility have often lacked large numbers
of subjects, randomization, and control. Similar to the postural stability interventions,
flexibility interventions have not provided the evidence for clear dose-response effects
of exercise.
A flexibility training program is
defined as a planned, deliberate, and regular program of exercises intended to
progressively increase the usable range of motion of a joint or set of joints. The effect
of a flexibility program can be quantified by changes in joint range of motion and
mobility assessment scores. Studies have shown both significant positive effects and no
significant effects of exercise on the range of motion of joints in the older adult,
depending on the duration of the program, the size of the subject group, the rate of
attrition, and the measurement technique. Few studies have used direct end range of motion
exercise (possibly because it would be difficult to maintain subject interest and
compliance with such a program). Most studies have used more indirect approaches, such as
walking, dance, aerobic exercise, or "general exercise," often mixed with
stretching exercises that were hypothesized to have an effect on flexibility.
Several early reports of interventions
were presented in a previous ACSM publication (212). The majority of these and more recent
studies have demonstrated significant improvements in the range of motion of various
joints (neck, shoulder, elbow, wrist, hip, knee, and ankle) in older adults who
participated in a program of regular exercise (95,118,119,157,160). Significant
improvement was also noticed in mobility skills (including 26 ambulation skills,
proprioception, and balance skills) as a result of exercise. Some authors have speculated
that the improvements noted were clinically relevant when compared with the required joint
ranges of motion for activities of daily living, such as level and inclined walking, stair
negotiation, and rising from a chair. Other investigators found no association between
exercise and flexibility, reporting that physical activity as assessed by a questionnaire
was not related to range of motion at the shoulder, elbow, hip, and knee in older adult
men and women (240). Additionally, a slow therapeutic movement exercise program resulted
in no significant improvements in the rotational flexibility of the trunk of older adults
(78).
Recommendations. There has been
surprisingly little recent research in the area of interventions to increase flexibility
in the older adult despite known decrements in joint ranges of motion. Most of the studies
conducted their interventions on small groups of healthy older adults for periods of time
ranging from 6 wk to 2 yr. The preponderance of evidence is that flexibility can be
increased by exercise in the healthy older adult. It is also likely that flexibility
exercises could be a useful component of an exercise program for individuals whose overall
mobility is reduced. However, the literature does not provide evidence at the present time
for the design of systematic and cost effective exercise programs to improve flexibility.
We, therefore, recommend that exercises such as walking, aerobic dance, and stretching,
which have been shown to increase joint range of motion, be included in a general exercise
program for the older adult. It appears likely that many different approaches, with even
short program duration, may have a beneficial effect on flexibility. The exact
dose-response relationship remains to be determined, as does an understanding of the
benefits in the activities of daily life which accrue from increased flexibility.
PSYCHOLOGICAL FUNCTION
There is a considerable amount of
literature that suggests physical activity is associated with psychological function
(25,68,138,143,179). In this position stand, we choose to limit the examination of this
literature to those aspects of psychological function that seem to be more susceptible to
declines with aging and that have generated a substantial body of research from which to
make consensus statements. These areas are cognitive function, depression, and perceptions
of control or self-efficacy. Briefly, cognitive function is highlighted because of the
well-documented decline of central nervous system function with aging, changes that have
almost universally been accepted as irreversible and inevitable (11). Depression is one of
the most frequently reported mental health disorders in the aged, although the prevalence
rates are influenced by the criteria employed to assess depressive symptoms (168). The
high rate of suicide in the depressed older adult (108) and spiraling public health costs
caused by depression (5) make it a condition too important to dismiss. Finally, with
advancing age and its attendant declines in physical, sensory, and cognitive function,
comes an acceleration in the loss of perceived control (10,154,246). Personal control can
be best conceptualized in terms of self-efficacy (9,10) and has been firmly established as
declining with age (10,154,192). These three areas of psychological function are
subsequently reviewed relative to: (a) the extent to which physical activity can influence
these conditions; (b) whether there are both acute and chronic effects; and (c)
recommendations for subsequent study.
Physical activity and cognitive
function. A number of comprehensive reviews exist that document physical activity and its
relation to cognitive function (11,34,48,219,234,235). The primary thrust of this research
has been documenting the effect of aerobic fitness on various indices of cognitive
function (e.g., memory, attention, reaction time, crystallized and fluid intelligence).
The underlying rationale has been that age-related reductions in cardiovascular function
lead to brain hypoxia and that aerobic exercise can slow or retard cognitive declines.
Early cross-sectional studies comparing active and nonactive older adults consistently
report superior performance by the active participants on simple and choice reaction times
(14,187,218,220,224), as well as reasoning, short-term recall, memory search, and fluid
intelligence (35,42,47,207). The cross-sectional nature of these studies and the
inconsistent and often nonexistent assessment of physical fitness, however, make
interpretation of the findings difficult.
More definitive examinations of the
exercise-cognition relationship are provided by those training studies that exist.
However, the findings are equivocal at best. A review of 12 longitudinal studies (49) in
which physical fitness increases ranged from 8% (73) to 47% (188) suggests that these
interventions resulted in modest or mixed improvements in neuropsychological function with
one notable exception (48). This latter study, with a duration of 4 mo and with a small
number of subjects, showed impressive changes in reaction times, mental flexibility, and
critical flicker fusion, as well as significant improvements in aerobic fitness. Several
other studies provided a measure of support for these observations (87,88,97,188),
although all could be criticized on issues of design, sample size, or fitness assessment.
It should be noted, however, that fitness and cognitive function improvements were not
related (48). The majority of studies fail to find aerobic training effects to be
associated with improved neuropsychological function (19,20,73,131,132,173,178).
Several limitations exist in the
exercise-cognition literature that, if overcome, may shed more light on a complex and
equivocal relationship. First, exercise interventions have consisted of widely varying
durations and intensities, and it has been suggested that length of exercise intervention
and degree of fitness improvement may prove crucial to any neuropsychological improvements
brought about by exercise (21,33,34). Second, the age range of participants has been
remarkably varied (i.e., 30-83 yr), an important consideration given that several
investigators have suggested that the exercise-cognition relationship may well be
age-dependent (33,36). Thus, it is imperative that such examinations employ participants
of an age where declines in cognitive function are to be expected. Third, if the
cardiovascular system's ability to use and transport oxygen is implicated in central
nervous system function, then consistent and comprehensive assessments of aerobic fitness
are required. Fourth, the adoption of randomized, controlled trials are a necessity if we
are to truly identify the effects of exercise on cognitive performance. Finally,
subsequent approaches to the study of this relationship should take into consideration the
nature of task characteristics and demands. That is, a comparison of the effects of
exercise on those cognitive processes that are known to decline with age with those
processes that are relatively age-insensitive is necessary.
Physical activity and depression. The
effects of physical activity on negative symptomology comprise the majority of the
exercise-mental health literature (138). Depressive symptoms are reported by approximately
15% of the older population (108) and, in large population studies, depression has
covaried with age, and prevalence rates increase at follow-up (241). Consequently, the
study of physical activity effects on depressive symptoms constitutes an important public
health issue. Exercise is widely prescribed by physicians for mild depression. Several
recent reviews exist (46,134,167,168), with one being a comprehensive documentation of
findings in this area relative to the older adult (168). Although some reviewers think
that physical activity reduces depression (167), still others argue that such a conclusion
is premature given the array of measurement and methodological problems inherent in this
literature (46). For example, much of the literature is cross-sectional, measures of
physical activity and physical fitness are inconsistent and limited, and the assessment of
depression is confounded by employment of measures that are questionably suited to the
older adult (248). Perhaps the most convincing data demonstrating a link between physical
activity and depression come from the Alameda County Study (28). In a prospective study
spanning approximately two decades and three measurement points, baseline depressive
symptoms were associated with physical inactivity, even when controlling for other factors
known to covary with age. Subsequent increases in activity from baseline indicated
subjects were at no greater risk for future depression than those who remained active.
Conversely, reductions in activity from baseline levels were predictive of increased
likelihood of future depression.
A more recent study (155) employed data
from the Iowa 65+ Rural Health Study, a 10-yr longitudinal cohort study of 3,673 men and
women 65 yr and older. Findings from this study suggest an inverse relationship between
daily walking and the reporting of depressive symptoms. Like the Alameda County Study, the
Iowa 65+ data suggest that exercise is a modality suitable for the modification of
depression. Subjects with more depressive symptoms at baseline had greater odds ratios for
improvement if they were walkers at baseline. The authors further interpreted their
findings to suggest that major improvement in depressive symptomology results when one
moves from a sedentary lifestyle to a lifestyle of minimal physical activity. These
studies, therefore, seem to suggest that physical activity plays a role in the
amelioration of depressive symptoms. However, like other survey research (60,222) and
cross-sectional studies (33) reporting similar inverse relationships between depressive
symptoms and physical activity, measures of both constructs are problematic, and the
studies suffer from a host of methodological limitations. Nevertheless, the fact that the
relationship is fairly consistent is encouraging. Experimental evidence to support the
exercise-depression relationship is not as compelling or illuminating as one would expect
(168). In general, exercise effects are small to moderate (16,52,177), samples are small
and, more often than not, appropriate comparison groups (e.g., attentional control and
placebo groups) are not employed, and careful assessment of adherence/compliance and the
potential effects of such adherence/compliance are not considered. Moreover, the majority
of these studies are conducted with nondepressed individuals, supporting the suggestion
that physical activity can reduce depression in those older individuals who are not
clinically depressed (167). Few studies exist that target depressed older subjects. In one
that did, both social contact and exercise interventions had marked effects on various
aspects of depression, with the exercise group reporting greater reductions (148). Little
evidence exists to suggest that acute bouts of physical activity have depression-reducing
effects in the older adult. However, a meta-analysis of the exercise-depression literature
suggests that the antidepressant effects of exercise may begin with the first session
(167). However, this review focused on subjects 55 yr and younger, precluding any
definitive statements relative to the older adult.
Information relative to the mechanisms
(neurological, biochemical, social, psychological) that underlie the depression-physical
activity relationship in the older adult is lacking. Future research efforts must address
this issue, as well as the question of optimal exercise dosage for maximal reductions in
depression. Further, more recent efforts have focused on older individuals with relatively
low levels of depression rather than examining the effects of exercise on those with
depressive disorders (168).
Physical activity and perceptions of
control. A sense of personal agency or control is vital to both physical and psychological
health (192) and, as individuals age, the accompanying deterioration in function and the
restriction in performance of activities of daily living (133) serve to reduce their sense
of control. In the physical activity and aging literature, this sense of control has
typically been conceptualized as self-efficacy beliefs (9,10,137). Efficacy beliefs are a
fundamental component of Bandura's (9,10) social cognitive theory and have been broadly
demonstrated to influence and be influenced by physical activity in older adults. These
relationships hold for both healthy (136,137,195) and clinical populations (57-59,227).
Relative to nonclinical populations,
self-efficacy has been consistently identified as a determinant of exercise behavior in
older individuals (136,137,139,142,195). In the only randomized trial attempting to
influence exercise adherence via an efficacy enhancement treatment, a 12% increase in
activity participation in middle-aged adults was reported (141). Almost twice as many
participants exercised at desired levels (2 or more days per week) in the treatment group
than in the control group. Additionally, acute and chronic activity participation
influences beliefs about the control over the physical environment and is related to
physiological and biochemical function (140,144,226). Interestingly, in sedentary older
adults, there are significant gender differences in control beliefs relative to physical
capabilities (92,140). Men are typically more efficacious than women, but these
differences are eradicated completely following exposure to exercise training (140,142).
Efficacy expectations can reliably mediate the frequently cited relationship between
social support and exercise behavior (43-45). Finally, efficacy expectations relative to
exercise capabilities influence affective responses to acute bouts of physical activity in
middle-aged adults (135,144,151).
In diseased populations (e.g., coronary
artery and chronic obstructive pulmonary disease), the exercise-efficacy relationship is
perhaps even stronger. Efficacy expectations play an important role in the adoption and
performance of and adherence to exercise behavior in postmyocardial infarction patients
(57-59,227). Similarly, self-efficacy influences exercise compliance to rehabilitative
physical activity and is an important correlate of physiological status (e.g., pulmonary
function, exercise tolerance, diffusing capacity) in chronic obstructive pulmonary disease
(COPD) patients (104,237). More importantly, this psychosocial variable was recently
identified in COPD sufferers as a significant univariate predictor of survival (103).
Efficacy expectations relative to
exercise have also proved important correlates of other aspects of physical function in
the older adult. After controlling for physical function, exercise self-efficacy is a
significant predictor of stair-climbing performance and lifting and carrying ability
(186). From a health perspective, and indirectly related to physical activity, efficacy
has been consistently identified as a determinant of fall reduction and functional decline
in older adult community samples (149,232,233).
Perceptions of personal control can
decline dramatically with age and influence important aspects of function (192). However,
personal control can be both a determinant and consequence of physical activity
participation. How personal control interacts with physiological, social, and biochemical
influences in relation to physical activity and aging must be determined.
Recommendations. It is well established
that physical activity and psychological function in the older adult are related. To
ignore this important element of physical activity's influence on the health of the older
adult is contrary to the biopsychosocial model of health and human function (53). However,
there remains a need for randomized, controlled trials with close attention paid to the
measurement of physical activity and psychological function, the underlying mechanisms
influencing the relationship, the time course of psychological change, dose-response
issues, and the diversity of populations studied. Such needs present an important future
challenge to behavioral, social, and exercise scientists, as well as gerontologists.
EXERCISE FOR THE FRAIL AND VERY OLD
The benefits and contraindications of
exercise in the frail and very old. In the past, exercise generally has been considered
inappropriate for frail or very aged individuals because of both low expectations of
benefit as well as exaggerated fears of exercise-related injury. The past decade has seen
an accumulation of data that dispels myths of futility and provides reassurance of the
safety of exercise in the oldest adults (61). The benefits are wide-ranging and include
physiological, metabolic, psychological, and functional adaptations to physical activity
that can substantially contribute to the quality of life in this population. Goals of
exercise appropriate to younger adults (74), such as prevention of cardiovascular disease,
cancer, and diabetes, and increases in life expectancy (112), are replaced in the oldest
adults with a new set of goals, which include minimizing biological changes of aging (62),
reversing disuse syndromes (22), the control of chronic diseases (56,164,169), maximizing
psychological health (210,211), increasing mobility and function (64,171), and assisting
with rehabilitation from acute and chronic illnesses for many of the geriatric syndromes
common to this vulnerable population. A targeted exercise prescription offers a benefit
that cannot be achieved with any other therapeutic modality. It is important to understand
the diverse pathophysiology of frailty in order to use exercise appropriately in this
setting.
A combination of biological aging, high
burdens of chronic disease, malnutrition, and extreme sedentariness are the primary
contributors to a final common pathway that results in the syndrome of physical frailty.
Frailty is not specific to the elderly but is increasingly prevalent with aging,
particularly after the age of 80 yr (76). Many of the age-related physiological changes
described in cross-sectional and longitudinal studies, including decreased aerobic
capacity (162,221), muscle strength (63,64), muscle mass (63), and bone density, (213) are
modifiable by exercise, even in the oldest adults (55,62). There is also evidence that
chronic diseases and syndromes responsible for significant morbidity in the aged, such as
arthritis, diabetes, coronary artery disease, congestive heart failure, chronic
obstructive pulmonary disease, depression, disorders of gait and balance, falls, and
insomnia, respond favorably to exercise (23,174). Exercise has been associated with higher
dietary intake in both free-living (27) and institutionalized (64) elderly adults, thus
reducing the risk of malnutrition as a contributor to frailty (158). And finally, the
atrophy of muscle and bone, cardiovascular deconditioning, postural hypotension, joint
stiffness, and diminished neural control of balance reflexes related to inactivity (22)
may be the most responsive of all parameters studied to the initiation of an appropriate
exercise program in the very sedentary aged adult.
The contraindications to exercise in
this population are not different from those applicable to younger, healthier adults (6).
In general, frailty or extreme age is not a contraindication to exercise, although the
specific modalities may be altered to accommodate individual disabilities (162). Acute
illnesses, particularly febrile illnesses, unstable chest pain, uncontrolled diabetes,
hypertension, asthma, congestive heart failure, musculoskeletal pain, weight loss, and
falling episodes warrant investigation before a new regimen is begun. Sometimes, temporary
avoidance of certain kinds of exercise is required during treatment of hernias, cataracts,
retinal bleeding, or joint injuries, for example. A very small number of untreatable or
serious conditions, including an inoperable enlarging aortic aneurysm, malignant
ventricular arrhythmia related to exertion, severe aortic stenosis, end stage congestive
heart failure or other rapidly terminal illness, and severe behavioral agitation in
response to participation in exercise in dementia and psychological illness, are more
permanent exclusions for vigorous exercise. It should be noted, however, that the mere
presence of cardiovascular disease, diabetes, stroke, osteoporosis, depression, dementia,
chronic pulmonary disease, chronic renal failure, peripheral vascular disease, or
arthritis (which may all be present within a single individual) is not by itself a
contraindication to exercise. In fact, for many of these conditions, exercise will offer
benefits not achievable through medication alone. The literature on exercise training in
the frail elderly between the ages of 80 and 100 yr in nursing homes includes no reports
to date of serious cardiovascular incidents, sudden death, myocardial infarction,
exacerbation of metabolic control or hypertension
(18,30,63-65,70,101,123,147,156,159,162,176,197,221). Exercise-related events that have
been described include exacerbation of a preexisting hernia (63) and underlying arthritis
or other joint abnormalities requiring modification of the exercises prescribed (64). The
fear of excess injurious falls and fractures subsequent to re-mobilization has not been
borne out in clinical trials, although large-scale studies are still in progress.
Sedentariness appears a far more dangerous condition than physical activity in the very
old.
Trainability of the frail and very old.
Very large-scale studies of exercise training in the frail elderly remain to be published,
but the results from the randomized clinical trials to date indicate that the gain in
strength in response to high intensity resistance training is more dependent on the
intensity of the stimulus than the characteristics, age, or health status of the
individual. As with younger individuals, those with the weakest muscles but the largest
reserves of lean tissue seem to have the best response, which is consistent with primarily
neural adaptations to training in the first 3 mo. Age, gender, specific chronic
conditions, depression, dementia, nutritional status, and functional impairment have not
been shown to influence the adaptation to training. The data on aerobic capacity are much
less clear, as very little data are available on actual physiological changes occurring
after cardiovascular interventions in the very old or frail (221).
The principles of specificity that
apply to younger adults are of equal relevance in the frail elderly. Increases in muscle
mass and strength are seen following high intensity progressive resistance training (80%
of the one repetition maximum) (64), whereas lower intensity regimens (body weight,
elastic bands or tubing, resistance to a therapist, or light weights) result in little, if
any, significant gains in strength (159). Muscle weakness and atrophy are probably the
most functionally relevant and reversible parameters related to exercise in this
population. Thus, attempts to reverse these deficits and minimize the clinical
consequences (functional decline, immobility, poor balance, falls, and low energy
requirements and intake) should focus on scientifically proven strategies rather than
nonspecific "movement" programs for the aged. Improvements in gait, velocity,
balance, ability to rise from a chair, stair climbing power, aerobic capacity,
performance-based tests of functional independence, self-reported disability, morale,
depressive symptoms, and energy intake (63-65,165,183,196) are associated with gains in
strength after strength training in the frail elderly. In healthier elderly subjects,
strength training maintains or increases bone density, resting metabolic rate, insulin
sensitivity, gastrointestinal transit time, and decreases pain and disability from
arthritis, reduces body fat and central adiposity, and improves sleep quality, but it
remains to be seen if these adaptations occur in the very frail as well.
High intensity aerobic training
interventions have not been described in frail elderly populations. Lower intensity
aerobic activities, such as walking, standing, and stationary cycling at 60% of maximal
predicted heart rate, have been associated with modest improvements in cardiovascular
efficiency (162,221) and mobility tasks (197) (walking, standing from a chair, etc.). It
should be noted, however, that the energy cost of activities for the frail elderly with
assistive devices (such as walkers and wheelchairs), joint deformities, and gait
disorders, may be significantly higher than standard equations would predict and,
therefore, until studies using indirect calorimetry to both monitor effort as well as
document change are reported in this population, the exact magnitude of the physiological
benefits of aerobic training remain unclear. It is likely, however, that, like younger
adults, lower intensity aerobic activities may provide benefits in terms of quality of
life, psychological outcomes, and relief of pain and disability without changing
cardiovascular conditioning substantively.
Recommendations. Many common geriatric
syndromes contributing to frailty are responsive to increased levels of appropriate
physical activity. The major physiological deficits that are relevant and reversible
include muscle weakness, low muscle mass, low bone density, cardiovascular deconditioning,
poor balance, and gait. The most evidence for benefit exists with programs that include
strength training, and higher intensity training is more beneficial and just as safe as
lower intensity training. Therefore, all exercise programs for the frail elderly should
include progressive resistance training of the major muscle groups of the upper and lower
extremities and trunk. Regimens of at least 2, but preferably 3, d per week are
recommended, with 2-3 sets (1 set may be sufficient; however, studies are lacking in this
population) of each exercise performed on each training day. If possible, some standing
postures with free weights should be used to simultaneously enhance balance and muscle
coordination. Clinically relevant muscle groups include hip extensors, knee extensors,
ankle plantar flexors and dorsiflexors, biceps, triceps, shoulders, back extensors, and
abdominal muscles.
Balance training should also be
incorporated, either as part of strength training or as a separate modality. Training and
supervision (especially for the very frail) is mandatory for safety and progression to
occur. The optimal series of exercises for improvements in balance cannot be defended with
scientific data at this time but, in general, progressively more difficult postures that
gradually reduce the base of support (one-legged stand), require dynamic movements that
perturb the center of gravity (tandem walk, circle turns), stress posturally important
muscle groups, such as the dorsiflexors (heel stands), and reduce other sensory input
(vision) conform to the accepted theories of balance control and adaptation.
The most difficult prescription for the
frail elderly is that of aerobic training. Severe gait disorders, arthritis, dementia,
cardiovascular disease, podiatric and orthopedic problems, visual impairment, and
incontinence are only some of the conditions that make the usual recommendation of walking
for aerobic fitness difficult, or even impossible, in the frail elderly. Before one can
walk, it is necessary to be able to get out of a chair (requiring muscle power) and
maintain an erect posture while moving through space (requiring balance). Therefore,
aerobic conditioning should follow strength and balance training, which is, unfortunately,
the converse of what is done today. The tolerance to weight-bearing activity, such as
walking, may be significantly improved by first improving muscle strength, joint
stability, and balance. At that point, moderate intensity aerobic training can begin,
first by reaching a target frequency (at least 3 d per wk), then duration (at least 20
min), and finally, appropriate intensity (40-60% of heart rate reserve, or 11-13 on the
Borg scale). Walking intensity should be increased by adding hills, inclines, steps and
stairs, pushing a weighted or occupied wheelchair, or adding arm and dance movements
rather than increasing velocity or changing to jogging. Higher intensities are unlikely to
be feasible in this population. Assistive devices increase safety as well as the energy
costs of an activity, so there is little benefit to attempt to exercise without them.
Although walking is a preferred mode because of its direct functional nature, in some
individuals only arm and leg ergometry, seated stepping machines, and water exercises may
be possible because of a variety of disabilities, and these are suitable alternatives if
available.
Most of the frail elderly live in
environments and among caregivers for whom exercise is still an unfamiliar and perhaps
frightening concept. There is a great need to change the physical surroundings,
recreational programming options, and staff training to allow these recommendations to be
instituted in private homes, senior apartment complexes, life care communities, and
nursing homes. By eliminating unnecessary barriers to optimal mobility and fitness among
the oldest adults, substantial health benefits may be realized via both prevention of new
disabilities as well as rehabilitation from chronic conditions.
CONCLUSIONS
Based upon available evidence, several
conclusions can be made. Participation in a regular exercise program is an effective
intervention/modality to reduce/prevent a number of functional declines associated with
aging. Further, the trainability of older individuals (including octo- and nonagenarians)
is evidenced by their ability to adapt and respond to both endurance and strength
training. Endurance training can help maintain and improve various aspects of
cardiovascular function (as measured by maximal V(dot)O2), cardiac output, and
arteriovenous O2 difference, as well as enhance submaximal performance. Importantly,
reductions in risk factors associated with disease states (heart disease, diabetes, etc.)
improve health status and contribute to an increase in life expectancy. Strength training
helps offset the loss in muscle mass and strength typically associated with normal aging.
Together, these training adaptations greatly improve the functional capacity of older men
and women, thereby improving the quality of life in this population. Additional benefits
include improved bone health and, thus, reduction in risk for osteoporosis; improved
postural stability, thereby reducing the risk of falling; and increased flexibility and
range of motion. While not as abundant, the evidence also suggests that involvement in
regular exercise can also provide a number of psychological benefits related to preserved
cognitive function, alleviation of depression symptoms and behavior, and an improved
concept of personal control and self-efficacy. There is an obvious need for more properly
controlled and conducted research addressing several important issues related to the
interaction of exercise and physical activity on healthy aging. This includes studies
ranging from clinical investigations to those examining molecular and cellular mechanisms.
Together, the benefits associated with
regular exercise and physical activity contribute to a more healthy, independent
lifestyle, greatly improving the functional capacity and quality of life for the fastest
growing segment of our population.
This pronouncement was reviewed for the
American College of Sports Medicine by members-at-large, the Pronouncements Committee, and
by John Lawler, Ph.D., and Christian Leeuwenburg, Ph.D.
We wish to thank the following
individuals for their input on this Position Stand: Doug Seals, Roger Enoka, Marjorie
Woollacott, and the members of ACSM's SHI on Aging in Exercise Science and Sports
Medicine.
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Fonte: Medicine & Science in Sports &
Exercise - Volume 30, Number 6 - June 1998
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